LPL Financial is alleging that Amerprise sent unwarranted alerts of a "data breach" to thousands of LPL clients over past transfers of account information from Ameriprise. Of its latest legal clash ...

For nearly four years, LPL helped at least 30 former Ameriprise advisors use an internal system to upload information for thousands of their ex-clients before that practice was abandoned in early 2022 ...

Prudential Financial and LPL are deepening their collaboration with a new offering to broaden access to protected retirement solutions for financial advisors. In a statement Monday, Prudential ...

A federal judge ordered that nearly 30 financial advisors who moved from Ameriprise to LPL and potentially transmitted confidential client information must submit to a review of whether it was ...

LPL Financial is a San Diego-based independent wealth management company. The firm has additional offices in Fort Mill, Austin, and Boston. It supports over 28,000 financial advisors and offers ...

LPL Financial said it was reducing fees to advisors on several platforms as it reported a robust increase in assets to $2.3 trillion following its acquisition of Commonwealth Financial Network in a ...

Across the wealth management industry, 2025 is shaping up to be a very busy recruiting year. The reason? Nearly 3,000 financial advisors managing $285 billion in assets for one of the most respected ...

LPL Financial’s March 31 announcement that it will acquire rival Commonwealth Financial Network for approximately $2.7 billion came after intense negotiations that included a Florida beach-side ...

A team of financial advisors in Westlake Village, Calif., has moved their book of business to LPL Financial. Townsgate Wealth Management, which manages about $1.15 billion in client assets, joins from ...

WINDSOR, Conn. , Feb. 24, 2025 /PRNewswire/ -- SS&C Technologies Holdings, Inc. (Nasdaq: SSNC) today announced that LPL Financial Holdings, Inc. (Nasdaq: LPLA), a leading provider of investment and ...